Junior Officer- Regulatory Affairs Department

Pakistan Mercantile Exchange - PMEX

Lahore, Pakistan

Full time

Mar 9

This job is no longer accepting applications.

Junior Officer- Regulatory Affairs Department

Education:

-ACCA/ACMA/M.Com/MBA Finance/BBA/B.Com

Experience:

-Preferably 1 year in audit/finance/compliance in financial sector

Job Description:

-Ensure regulatory, operational and statutory compliance of PMEX and brokers.

-Conduct Enquiries, On-site Inspections and Investigations.

-Monitor brokers’ compliance through off-site reporting.

-Perform periodic compliance reviews of the Exchange.

-Handle Investor Complaints & enforce Arbitration Awards.

-Liaise with the brokers and auditors on system audits.

-Maintain proper record of department in hard and soft form.

-Any other responsibility which may be assigned by the Senior Manager RAD.

Regulatory Requirements:

-Appointment/Removal with recommendation of RAC and approval of the Board

Skills:

-Excellent communication, regulatory knowledge & analytical skills.

City: 

-Lahore

Last Date to Apply: March 15, 2021

You must be logged in to to apply to this job.

Apply

Your application has been successfully submitted.

Please fix the errors below and resubmit.

Something went wrong. Please try again later or contact us.

Personal Information

Profile

View resume

Details

Pakistan Mercantile Exchange - PMEX

Pakistan Mercantile Exchange is the first technology driven, de-mutualized, on-line commodity futures exchange in Pakistan.